The Moves Wire the industry’s tape for talent · updated continuously
Advisor and executive movement across wealth management. Entries marked ● VERIFIED are confirmed against SEC registration records — not press releases.
56 of the latest entries match
Sep 24Registrations18 advisors off The Strategic Financial Alliance Inc.’s roster · destinations pending● VERIFIED
Sep 24Registrations5 advisors off KESTRA PRIVATE WEALTH SERVICES, LLC’s roster · destinations pending● VERIFIED
Sep 24Registrations20 advisors off Kestra Private Wealth Services’s roster · destinations pending● VERIFIED
Sep 22Registrations8 advisors off Baird Strategas’s roster · destinations pending● VERIFIED
Sep 19Registrations2 advisors onto KESTRA PRIVATE WEALTH SERVICES, LLC’s roster● VERIFIED
Sep 18Registrations2 advisors onto KESTRA PRIVATE WEALTH SERVICES, LLC’s roster● VERIFIED
Sep 18Registrations17 advisors off The Strategic Financial Alliance Inc.’s roster · destinations pending● VERIFIED
Sep 15Registrations13 advisors off Baird Strategas’s roster · destinations pending● VERIFIED
Sep 12Registrations14 advisors off The Strategic Financial Alliance Inc.’s roster · destinations pending● VERIFIED
Sep 12Registrations22 advisors off Kestra Private Wealth Services’s roster · destinations pending● VERIFIED
Sep 8Registrations21 advisors off Kestra Private Wealth Services’s roster · destinations pending● VERIFIED
Sep 2Registrations19 advisors off The Strategic Financial Alliance Inc.’s roster · destinations pending● VERIFIED
Sep 2Registrations11 advisors off Kestra Private Wealth Services’s roster · destinations pending● VERIFIED
Sep 1Registrations14 advisors off Baird Strategas’s roster · destinations pending● VERIFIED
Aug 29Registrations19 advisors off The Strategic Financial Alliance Inc.’s roster · destinations pending● VERIFIED
Aug 29Registrations25 advisors off Kestra Private Wealth Services’s roster · destinations pending● VERIFIED
Aug 28Registrations14 advisors off Baird Strategas’s roster · destinations pending● VERIFIED
Aug 22Team lift-outFrederick Spagnola · team of 2 — UBS Financial Services → Wells Fargo Advisors Financial Network (FiNet)
Aug 16Team lift-outRick Bergstrom — Commonwealth Financial Network → Cetera (Summit Financial Networks)
Aug 16Team lift-outJim Tucker · $420M — Commonwealth Financial Network → Cetera (Summit Financial Networks)
Aug 16Team lift-outJim Tucker · team of 2 — Commonwealth Financial Network → Cetera Financial Group (Summit Financial Networks)
From the Moves Desk
Raymond James's employee arm is now the independence trade
A $1.25 billion Iowa team chose a W-2 and a nameplate over autonomy; UBS showed how cheap the move gets when the firm already employs the manager.
Ameriprise leaks $9.3 billion as custody platforms win
A 100-advisor, $8 billion breakaway to Schwab and a $1.3 billion serial liftout show custody platforms are winning whole franchise books.
AllianceBernstein hands its wealth builder the CEO job
A $169 billion private-wealth arm inside a $919 billion manager now supplies AB's next chief executive, as Broadridge hires the architect of J.P. Morgan's hybrid-advice model.
Ameriprise pays advisors to stay, and the market prices the tab
Four billion-dollar teams to Schwab pushed the firm from riding out poaching to paying to stop it, and the 3.51% markdown says shareholders read the checks as a subscription rather than a fix.
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